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AU Small Finance Bank Files SEBI Compliance Certificate for Q3FY26

AU Small Finance Bank Limited

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January 9, 2026, 01:18 PM

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AU Small Finance Bank Limited has submitted a confirmation certificate under Regulation 74(5) of the SEBI (Depositories and Participants) Regulations, 2018. This certificate pertains to the quarter ended December 31, 2025. The bank received this confirmation from its Registrar and Share Transfer Agent, MUFG Intime India Pvt. Ltd. (formerly Link Intime India Pvt. Ltd.). The certificate confirms that securities received from depository participants for dematerialisation during the quarter were processed and confirmed with the depositories. It also verifies that the securities are listed on the stock exchanges where the bank's existing securities are traded. The registrar has further confirmed that the security certificates received for dematerialisation were duly verified, mutilated, cancelled, and the depositories' names were substituted in the bank's register of members within the prescribed timelines.

This submission is a routine compliance filing to ensure adherence to SEBI regulations regarding the handling of dematerialised securities and maintaining an accurate register of members.

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